Mutual Security Act

Results: 288



#Item
181Securities / SEC filings / United States Securities and Exchange Commission / Investment / 73rd United States Congress / Securities Act / Asset-backed security / Securities Exchange Act / Regulation S-K / Financial economics / Finance / United States securities law

SEC Concept Release on Mutual Fund Transaction Costs:

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Source URL: www.sec.gov

Language: English - Date: 2004-07-16 14:05:04
182Financial services / United States securities law / Collective investment schemes / Investment Advisers Act / U.S. Securities and Exchange Commission / Mutual fund / Financial adviser / Securities Act / Security / Financial economics / Investment / Finance

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release No[removed]September 24, 2013

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Source URL: www.sec.gov

Language: English - Date: 2013-09-24 12:30:34
183Financial services / Exchange-traded fund / Collective investment scheme / Mutual fund / Security / Unit investment trust / Index fund / Bond / Net asset value / Financial economics / Investment / Funds

SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No[removed]; File No[removed]Ranger Alternative Management, L.P. and Ranger Funds Investment Trust; Notice of Application November 12, 2013 Agency: Sec

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Source URL: www.sec.gov

Language: English - Date: 2013-11-13 06:09:11
184Funds / Financial services / Financial markets / Exchange-traded fund / Mutual fund / Security / Net asset value / Depository Trust & Clearing Corporation / Financial adviser / Financial economics / Investment / Finance

SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No[removed]; [removed]Horizons ETFs Management (USA) LLC and Horizons ETF Trust; Notice of Application August 27, 2013 Agency: Securities and Exchange Co

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Source URL: www.sec.gov

Language: English - Date: 2013-08-28 14:33:10
185Funds / Financial services / Financial markets / Collective investment schemes / Exchange-traded fund / Mutual fund / Security / Unit investment trust / Bond / Financial economics / Investment / Finance

SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No[removed]; [removed]Guinness Atkinson Asset Management, Inc., et al.; Notice of Application September 26, 2013 Agency: Securities and Exchange Commissi

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Source URL: www.sec.gov

Language: English - Date: 2013-09-27 13:05:59
186Stock market / Financial services / Securities / Collective investment schemes / Prospectus / Securities Act / Mutual fund / Security / Regulation S-K / Financial economics / Investment / Finance

Microsoft Word - 41_101f2.doc

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Source URL: www.msc.gov.mb.ca

Language: English - Date: 2013-03-06 16:17:51
187Individual Retirement Accounts / Collective investment schemes / Financial services / Funds / Individual retirement account / Employee Retirement Income Security Act / Mutual fund fees and expenses / 401 / Mutual fund / Investment / Financial economics / Finance

February 2013, Number[removed]RETIREMENT RESEARCH WILL REGULATIONS TO REDUCE IRA FEES

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Source URL: crr.bc.edu

Language: English - Date: 2013-05-13 12:56:21
188Canadian securities regulation / Glorianne Stromberg / Security / Mutual fund / U.S. Securities and Exchange Commission / Securities and Exchange Board of India Act / Financial economics / Investment / Canadian law

Microsoft Word - 81-105cp.doc

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Source URL: www.servicenl.gov.nl.ca

Language: English - Date: 2010-02-04 09:50:08
189Stock market / United States securities law / Financial services / Institutional investors / Securities Act / Security / Prospectus / Canadian securities regulation / Mutual fund / Financial economics / Investment / Finance

-a) THE SECURITIES ACT ) Section 20(1)

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Source URL: www.msc.gov.mb.ca

Language: English - Date: 2014-06-12 15:20:21
190United States Department of Homeland Security / Incident management / National Response Framework / Incident Command System / National Incident Management System / Mutual aid / Emergency Management Assistance Compact / Oklahoma Emergency Management Act / National disaster recovery framework / Emergency management / Public safety / Management

STATE OF VERMONT EMERGENCY OPERATIONS PLAN 2013 Incident Annex 4 Catastrophic Annex LEAD:

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Source URL: vem.vermont.gov

Language: English - Date: 2014-06-02 12:04:44
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